Client List

UNDERWRITING & SHARE PLACEMENT

BlackGold Natural Resources Limited

Transaction : Placement Agent for Secondary Placement

Amount Raised : $3,230,000

Date of Transaction : April 2017

Lifebrandz Ltd

Transaction : Introducer for Vendor Share Sale

Amount Raised : $2,880,000

Date of Transaction : April 2017

UG Healthcare Corporation Limited

Transaction : Introducer for Vendor Share Sale

Amount Raised : $4,300,000

Date of Transaction : October 2016

International Healthway Corporation Limited

Transaction : Joint Placement Agent for IPO

Amount Raised : $50,100,000

Date of Transaction : July 2013

Company Name

Role

Amount transacted

Date of transaction

Advancer Global Limited

Introducer for New Shares Placement

$22,148,000

August 2018

Blackgold Natural Resources Limited

Placement Agent for Secondary Placement

$3,230,000

April 2017

Lifebrandz Ltd.

Introducer for Vendor Share Sale

$2,880,000

April 2017

UG Healthcare Corporation Limited

Introducer for Vendor Share Sale

$4,300,000

October 2016

Sincap Group Limited *

Placement Agent for Secondary Placement

$12,285,000

June 2014

International Healthway Corporation

Joint Placement Agent for IPO

$50,100,000

July 2013

Healthway Medical Corporation

Arranger for Issuance of Convertible Loan

$20,000,000

March 2013

Megachem Limited

Introducer for Vendor Share Sale

$13,200,000

October 2012

*Completed by SAC Advisors